You can whip your lovin' on me, Junior Alvarado
Junior Alvarado is facing a $62,000 fine and a two-day suspension for his ride in the Kentucky Derby on SOVERIGNTY. Junior is appealing his suspension, but you might ask what rule he allegedly broke.
HISA Rule 2280 requires that jockeys (and exercise riders) use the crop “in a professional manner consistent with maintaining focus and concentration of the Horse for the safety of Horses and riders, or for encouragement to achieve optimal performance.” A jockey can only use the crop 6 times during the race. Those uses – or strikes – must be on the hindquarters and in increments of 2 or less. The horse also must be given at least 2 strides to respond.
Aside from striking the horse, the jockey can tap the horse on the shoulder with the crop as long as both of the jockey’s hands are holding the reins or touching the horse’s neck. The jockey can also show or wave the crop to the horse as long as the crop does not touch the horse. Additionally, the jockey can always use the crop “to preserve the safety of Horses and riders.”
Rule 2280(c) contains a list of don’ts:
- Raising the crop over the helmet when using the crop;
- Using the crop in a manner that injures the horse or leaves physical marks;
- Using the crop on any part of the horse except the shoulders or hindquarters
- Use the crop in the post parade or after the race, except “to avoid a dangerous situation or preserve the safety of Horses and riders;”
- Use the crop if the Horse has obtained its maximum placing;
- Use the crop “persistently” even though the Horse is not responding;
- Use the crop on a two-year-old-horse in a race before April 1, except for safety reasons; and
- Strike a person or different horse with the crop.
Alvarado is alleged to have used the crop 7 times, one more than the limit. Because this is his second violation in the last six months, his fine and suspension were doubled.
So what are Alvarado’s possible arguments in his appeal? I see two arguments that he could make: (1) safety and (2) the stewards miscounted.
First, Alvarado could try to convince an arbitrator that he needed to strike SOVERIGNTY for safety reasons. This argument would be a longshot in my opinion. SOVERIGNTY was running straight, and JOURNALISM was the only other horse in his vicinity. I don’t think anyone would believe that the strikes were for safety purposes, rather than encouraging SOVERIGNTY to finish strong and win the race.
In some circumstances, however, the safety argument works. In in the matter of Elanor Martin and Oscar Ceballos, FTC Docket Number 9341, the Federal Trade Commission reversed sanctions against a jockey who was alleged to have struck his mount ALOTALUCK eleven times while finishing second in a 2024 Sunland Park Derby.
In his appeal, Ceballos argued that some of the strikes were to steer the horse and prevent ALOTOFLUCK from lugging out. Shortly after the race, the trainer, and a state regulatory veterinarian, uncovered a ruptured abscess on ALOTALUCK’S right hind hoof that could have caused him to lug out. The stewards, however, argued that the Ceballos was trying to win the race and that he should have stood up and stopped the horse if he had safety concerns. The Administrative Law Judge rejected this argument as “at odds with the existence of the safety exception to the strike rule.” Because the strikes were for safety, Ceballos was found not to have violated the crop rule.
Because Alvarado likely cannot say he hit SOVERIGNTY for safety reasons, his other argument could be that the stewards miscounted. Under Rule 2280, the jockey is allowed to wave the crop as many times as he or she wants as long as the crop does not contact the horse. Waving the crop often looks like a strike, and it is possible that the Stewards counted one of Alvarado’s waves as a strike. I’ve watched the NBC replay several times trying to count myself, and I cannot tell whether Alvarado is waving the crop of striking the horse.
One other interesting aside. Rule 2280 provides three classes of violations, based on the number of crop uses over the limit, with increasing penalties for each class of violations. If a jockey exceeds the limit by 4 or more strikes, the horse is disqualified. While the bettors are not affected, the owner loses the purse money. Can you imagine the uproar if a horse was disqualified from winning the Kentucky Derby over a few extra strikes?